Amendment No. 3 to Schedule 13G

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BjAg0n5J8tNTjq9M4IWWZ7Y3Rl55J0LmjKXV3KFexyDlpROJZC2CODR60ZHEVWxU Oe7tM6a69Uh7sCjjulm4nA== 0001012870-03-000629.txt : 20030213 0001012870-03-000629.hdr.sgml : 20030213 20030213142836 ACCESSION NUMBER: 0001012870-03-000629 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARIBA INC CENTRAL INDEX KEY: 0001084755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770439730 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56465 FILM NUMBER: 03558613 BUSINESS ADDRESS: STREET 1: 1565 CHARLESTON RD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509306200 MAIL ADDRESS: STREET 1: 1565 CHARLESTON RD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KRACH KEITH CENTRAL INDEX KEY: 0001106670 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1565 CHARLESTON ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509306223 MAIL ADDRESS: STREET 1: C/O ARIBA INC STREET 2: 807 11TH AVE CITY: SUNNYDALE STATE: CA ZIP: 94089 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 3 TO SCHEDULE 13G Amendment No. 3 to Schedule 13G

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Schedule 13G/A

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d)

AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)

(Amendment No. 3)*

ARIBA, INC.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

04033V 10 4

(CUSIP Number)

December 31, 2002

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(Continued on following pages)


CUSIP NO. 04033V 10 4	13G	Page 2 of 5 Pages



1		NAME OF REPORTING PERSON KEITH J. KRACH I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)


2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨


3		SEC USE ONLY


4		CITIZENSHIP OR PLACE OF ORGANIZATION USA

NUMBER OF

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5 SOLE VOTING POWER

1,346,890

6 SHARED VOTING POWER

13,316,546

7 SOLE DISPOSITIVE POWER

1,346,890

8 SHARED DISPOSITIVE POWER

13,316,546



9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,663,436


10		CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨


11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.5%


12		TYPE OF REPORTING PERSON IN


CUSIP NO. 04033V 10 4	13G	Page 3 of 5 Pages


ITEM 1(A).		NAME OF ISSUER. Ariba, Inc.

ITEM 1(B).		ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES. 807 11th Avenue, Sunnyvale, CA 94089

ITEM 2(A).		NAME OF PERSON FILING. Keith J. Krach

ITEM 2(B).		ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE. c/o Ariba, Inc., 807 11th Avenue, Sunnyvale, CA 94089

ITEM 2(C).		CITIZENSHIP. United States

ITEM 2(D) AND (E).		TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER. Common Stock, 04033V 10 4

ITEM 3.		Not Applicable.

ITEM 4.		OWNERSHIP. (a), (b) and (c) This Schedule 13G shall not be construed as an admission that the Filing Person is, either for purposes of Section 13(d) or 13(g) of the Act or for other purposes, the beneficial owner of any Common Stock disclosed in this Schedule 13G. The aggregate number and percentage of the class of securities of the issuer identified in Item 1 of this Schedule 13G that, pursuant to Rule 13d-3, may be deemed to be beneficially owned by the Filing Person are as follows:

Filing Person

Common Stock

Beneficially Owned

% of Class

Voting Power

Dispositive Power

Keith J. Krach

1,346,890

0.5%

Sole

Keith J. Krach

13,316,546

5.0%

Shared


ITEM 5.		OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable.

ITEM 6.		OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable.


CUSIP NO. 04033V 10 4	13G	Page 4 of 5 Pages


ITEM 7.		IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not Applicable.

ITEM 8.		IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable.

ITEM 9.		NOTICE OF DISSOLUTION OF GROUP. Not Applicable.

ITEM 10.		CERTIFICATIONS. Not Applicable.


CUSIP NO. 04033V 10 4	13G	Page 5 of 5 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 12, 2003

By:		/s/ KEITH J. KRACH
		Name: Keith J. Krach

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